Securities are offered through Cadia Capital Advisors, LLC doing business as Rubicon Capital Advisors. The firm is a member of FINRA and SIPC and is registered as a broker-dealer with the SEC.

Business Continuity Planning
CCA has an established Business Continuity Plan (“BCP”) that includes systems and procedures for backup and recovery of mission-critical systems/data, alternate communications with customers/employees and alternate physical locations.

CCA’s Privacy Policy
GRAMM-LEACH BLILEY ACT AND SEC REGULATION S-P and REGULATION SAM require CCA to disclose its privacy policy.

Types of Nonpublic Personal Information Collected by CCA
CCA collects nonpublic personal information that is either provided by you or obtained with your authorization.

Parties to Whom We Disclose Information
For current and former clients, we do not disclose any nonpublic personal information obtained in the course of our business except as required or permitted by law. Permitted disclosures include, for instance, providing information to our employees and, in limited situations, to unrelated third parties who need to know that information to assist us in providing services to you. In all such situations, we stress the confidential nature of the information being shared. CCA may also share information with its affiliates.

Protecting the Confidentiality and Security of Current and Former Client’s Information
We retain records relating to professional services that we provide so that we are better able to assist you with your professional needs and in some cases, to comply with professional guidelines. In order to guard your nonpublic personal information, we maintain physical, electronic and procedural safeguards that comply with our professional standards.

Please call if you have any questions, or want to opt-out of our information sharing, because your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.